ERISA Investment Fiduciary

We put our expertise to work to create investment solutions aligned with your plan objectives and can assume an ERISA 3(21) investment co-fiduciary role.

We work closely with you to build an investment lineup that offers strong performing, low-cost options.  We believe in full transparency of fees and recommend only institutional share classes of funds where available.

As your investment fiduciary, we provide the following suite of services:

• Extensive review of investment recommendation/selection
• Detailed analysis of total Plan expenses
• Development and ongoing maintenance of Investment Policy Statement (IPS)
• Quarterly monitoring of investments against screening criteria and industry benchmarks
• Investment replacement when deemed necessary
• Selection of Qualified Default Investment Alternative (QDIA)
• Attend Plan committee meetings
• Conduct employee education meetings
• Fee benchmarking and assistance with vendor due diligence and RFPs
• Oversee recordkeeper conversion when Sponsor elects to change
• Periodic industry and market updates